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FSA Compliance Library
Inmarkets is the leading provider of online FSA regulatory training in the UK. We offer high quality, engaging courses that are tailored for various types of financial institutions including investment banks, asset managers, retail banks and accountants. Our comprehensive library of over 30 titles covers all aspects of regulatory compliance for firms authorised for financial business by the FSA. The courses can be easily tailored at no additional charge to reflect your firm's business and policies.

 

Regulatory excellence for all staff
  • Banking Code
  • Complaints Handling
  • Ethics in Finance and Investment
  • Euronext.LIFFE Trading Procedures
  • How the FSA works
  • Information Barriers
  • Information Security
  • Introduction to UK regulation
  • Non-Investments Product Code
  • Personal Conflicts of Interest
  • Treating Customers Fairly


Regulatory excellence for managers

  • Approved Persons
  • Basel II
  • Complaints Handling for Managers
  • Principles for Businesses
  • Senior Management Arrangements
  • Training and Competence


Conduct of Business
  • COBS - Appropriateness
  • COBS - Client Categorisation
  • COBS - Client Communications
  • COBS - Dealing and Managing
  • CASS - Client Assets
  • MCOB - General Standards
  • MCOB - Financial Promotions
  • MCOB - Advising and Selling
  • MCOB - Disclosures
  • MCOB - APR, Charges and Arrears
  • ICOBS - Cancellation and Claims
  • ICOBS - General Standards
  • ICOBS - Providing Information and Advising
  • ICOBS - Distance Communications
  • BCOBS - General Standards
  • BCOBS - Distance Communications
  • Payment Services Regulations
  • Understanding MiFID for Investment Managers
  • Understanding MiFID for Retail Brokers

E-learning Content
Skillcast Learning Cloud
Tools & Analytics
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