Fixed Income

Fixed Income Basics (CFA Level I Suggested Reading

  • Bonds are one of the two main asset categories in a typical client portfolio
  • A bond is essentially an IOU in which the issuer is obliged to pay interest and principal on fixed dates to the holders of the bond
  • Bonds are attractive for investors because they provide steady income (which has made the term fixed income securities synonymous with bonds
  • In this module you will learn about the basic features of bonds, types of bonds, accrued interest, clean price, and repos

Bond Structures (CFA Level I Suggested Reading

  • A callable bond gives its issuer the right to redeem the bond at a pre-specified price prior to its maturity date
  • A putable bond gives its holder the right to sell it back to the issuer at a certain price
  • Convertible bonds are hybrid securities that are issued as bonds but can be converted into common stocks of the issuing company
  • The number of stocks that can be obtained per bond is called the "conversion ratio"
  • A warrant is an option to purchase shares of the issuing company
  • Mortgage-backed securities are bonds backed by a pool of residential mortgages
  • Bullet bonds can be priced using the classical bond price equation
  • Three common variations of the bullet bond are the zero coupon bond, the step-up bond and the amortising bond
  • Bond stripping involves the dissociation of the coupons and principal repayment of a bond into separate securities that are traded independently of each other
  • Bond reconstitution involves the creation of whole bonds from previously stripped components
  • A floating-rate note is a security whose interest rate is not fixed at the time of issue but rather varies from one payment period to another

Fixed Income Return (CFA Level I Suggested Reading

  • Calculation of return in fixed income markets
  • Money market yields
  • Zero coupon yields (or spot rates
  • Gross redemption yield
  • Total return
  • How yield is quoted in the market

Fixed Income Risks (CFA Level I Suggested Reading

  • Types of risks involved in fixed income investing
    • Rise in interest rates
    • Deterioration of the finances of the issuer
    • Currency exchange rate movements
    • Fall in liquidity
    • Political events
  • Measures of interest rate risk

Bond Valuation (CFA Level I Suggested Reading

  • The value of money decays with time
  • The future value of today's dollar can be calculated by compounding it over the period
  • The present value of a future dollar can be calculated by discounting it over the period
  • The sum of the discounted values of cash flows due to an investment is called the "net present value" (NPV
  • IRR is the discount rate that makes the NPV of an investment equal to zero
  • The price of a zero coupon bond is equal to the present value of this cash flow, discounted using the yield at which the bond is trading in the market
  • An annuity is a stream of constant cash flows
  • A coupon bond is effectively a combination of an annuity and a zero coupon bond
  • Bonds trade in the market on the basis of their clean price, while the actual sale/purchase price of the bond is its dirty price

Bond Market Sectors (CFA Level I Suggested Reading

  • The government bond market is one of the most important financial markets in the world
  • Corporate bonds are bonds issued by companies to raise funds for capital investment
  • Eurobonds are fixed income securities that are sold to investors outside the country in whose currency they are issued
  • Several types of securities are issued in this market including fixed rate, floating rate, convertibles, etc
  • Brady bonds were created by repackaging distressed Latin American debt

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